Vijay L Bhambwani's  page - updated periodically Jun 14, 2010

 
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Jun 14, 2010

Investment twists

It has always been my belief that markets had more to do with mass psychology rather than pure mathematics and / or accountancy and / or physics. That is especially true in case of markets of under developed / developing economies as compared to advanced economies. The reasons are not far to seek. Developing / under developed markets are traded by relatively emotional participants and trades are initiated more on whims and fancies, where as they should be a result of deep study and consideration. Price discovery mechanisms are therefore skewered and the volatility is therefore higher in these markets. The point I'm trying to underscore here is that you should pay as much (if not more) attention to the psychological aspects of the market analytics as you do to the hard numbers. I recently had an amazing experience with a few investment opportunities (my holding co has active investment in these co's and names are therefore left out for obvious reasons) we'll call them co. "A" and co. "B".

 During the initial communication with Co "A" the usual standard procedure was followed and a lazy response was received from the management through official channels. They didnt seem too interested in meeting analysts and sought detailed information on our background, after which, if they deemed fit, they would meet my team. Round 1 over, meeting was granted, but the management refused to arrange the conveyance (the co was out of Mumbai), which suited us fine since we did not accept direct / indirect benefits from the managements before buying their stock anyway. The meeting went smoothly, we were allowed to visit any / everywhere we wanted, information was made available freely and the outlook for the coming quarters / years was provided, which according to us was very conservative. Try as we might, the management would not raise the guidance. The lunch offered to us was simple and vegetarian, cooked by the in-house canteen chef. No imported chocolates, no havana cigars, no dry fruits and ofcourse no alcohol (managements sometimes pamper visiting investor analysts beyond acceptable limits). I freaked out ! Here were guys who focused on business. My experience with co's whose managements rolled out the red carpet for my visits was simple - they probably debited that expense to the co's dividend payable account and short changed the average investor like me ! I casually whispered to my team that I would certainly buy the stock if the management did not give us "farewell" gifts. My face fell when we were handed envelopes in the evening when it was time to return. To my sheer delight, they contained CD-Roms of corporate information, brochures specifying product details (it was our request) and audited annual reports ! I happily bought the stock for my family and holding co.

Cut forward to co "B" - I liked the Co's business so much, I broke the norm, bought small quantity of shares before I met the management and visited the plant. Naturally, I got the annual report by post and an invite to the annual investor meeting. I was hoping the experience would be similar to Co "A". I would then happily raise my stake. I was in for a surprise ! The meeting was in a low profile hall, the banners were sparse and the gathering was business like. There were no usual "bells and whistles" like corporate gifts, snacks, aerated drinks etc etc. You MUST attend an average Indian annual meeting to witness how the investor sings poems in praise of the management, "shlokas" from the religous books are quoted in appreciation of a "job well done" by the management. That is till the attendees realise there are no takeaway gifts, few snacks and beverages ! I actually possess a printed annual report from a company wherein the management has specifically requested visiting shareholders to refrain from asking for gifts !

This management of Co. "B" was polite but firm and stated that they had put in place an austerity programme which applied from the president to the peon and no unnecessary expenses would be incurred. Apart from packaged water, no courtesy would be shown to the investors at the meeting. I freaked out yet again ! The Q&A session with the management was satisfactory. I sought permission for a plant visit and management chat, which was denied (initially all managements are weary as many non serious players bother them excessively). I offered to take a stake in the Co which was denied ("we do not wish to dilute our stake in our Co" !) and naturally "we do not wish to meet an analyst at our plant". These guys whipped up my appetite. What followed was a large dividend by ECS on my existing holdings. I had my confirmation. We raised our holdings.

We continue to hold both stock "A" & "B" which are near highs (the indices are atleast 20 % below their highs) but the lessons learnt were supreme ! I had requested every person that I felt would be capable of arranging management meets with these two entities. The response was shocking - "bekaar companiyan hai" (they're lousy companies), "they don't know how to market themselves", "cocktail parties are a must". "Invest at your own peril, you'll lose your capital". I'm so glad I didn't listen !

Maybe some day, some management will grant me a meeting at McDonalds over burgers and coke. If everything else fits the bill, I'll jump at the stock ! Who says nice guys finish last ?

Vijay L Bhambwani
Ceo - BSPLindia.com

The writer is the author of "A Traders Guide to Indian Commodity Markets" and a behavioral technical analyst. He invites feedback at vijay@BSPLindia.com.

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